现金客户协议之补充协议致：_________帐户号码：_________本人／吾等兹引述贵公司与本人／吾等于订立有关买卖证券之协议（「协议」）。本补充协议所采用之词语，除另有所指明外，均与该协议所采用或界定者含有相同意义。由于贵公司同意以本人／吾等之名义开设及运作用贵公司就买卖证券不时设立之互联网网站及服务（「互联网服务」）所用帐户（「互联网帐户」），本人／吾等兹同意按下列条款及条件就运作互联网帐户订立补充协议：1．本人／吾等同意使用本人／吾等不时获提供之互联网服务 （a）作为贵公司与本人／吾等就买卖证券下达指不示之沟通渠道，及 （b）作为贵公司与本人／吾等就一切其他有关互联网帐户之事宜（包括进入互联网帐户及传送资料、户口报表、通知、要求书及其他文件）进行沟通之渠道。2．本人／吾等同意贵公司可利用电报、传真、电话或电子邮件按本人／吾等就通讯用途不时知会贵公司之任何号码向本人／吾等寄发任何通知、要求书及其他讯息，所有讯息于寄发（倘以电报或电子邮件方式）或传达通讯（倘以电话方式）时或确认成功传讯（倘以传真方式）后均被视为已接收，而贵公司或贵公司之代表毋需签署有关通知、付款通知书或通讯。3．本人／吾等确认，本人／吾等已阅毕及明白有关使用、运作及操作贵公司网站向本人／吾等提供之互联网服务之条款及条件，并进一步确认该等条款及条件可不时修改，而且该等条款及条件就本人／吾等在使用互联网服务及互联网帐户对本人／吾等具约束力。4．本人／吾等确认，本人／吾等乃互联网服务之获授权使用者，并同时按补充协议及贵公司互联网网站不时列载之条款及条件使用互联网服务。本人／吾等同意不会利用不正当手段干预或更改或进入或尝试进入补充协议授权本人／吾等进入之部份以外之其他部份。5．本人／吾等同意： （a）对本人／吾等于互联网服务使用之身份及登入密码保守秘密，并使用该密码买卖透过互联网服务交易之所有证券； （b）透过使用本人／吾等之身份及登入密码买卖于互联网服务中之所有证券交易对自本人／吾等应具约束力，并视作由本人／吾等进行交易，而本人／吾等应对所有透过互联网服务作出之指令负上全责；及 （c）于贵公司互联网网站所记录之交易内容，待贵公司以书面向本人／吾等以书面确认后，即属最后及最终之记录。6．本人／吾等，倘本人／吾等知悉任何其他人士在未获授权之情况下使用或登入本人／吾等之身份及登入密码或互联网服务或透过互联网服务提供之任何资料，则即时通知贵公司。7．本人／吾等： （a）可不时透过互联网服务或其他方式取得之分析、评论及市场、财务及其他资料（「资料」）乃由贵公司所编制或取自联交所或与贵公司可能有或不一定有关连之第三者服务供应商； （b）资料之版权乃由贵公司、有关服务供应商或第三者所有人拥有，本人／吾等，除供本人／吾等作个人之非商业用途外，不会以任何形式使用、复制、转发、发放或商业性使用任何该等资料；及 （c）贵公司及／或资料供应商概不就任何资料（包括但不限于其准确程度、可依赖程度、完整性或适时性）或本人／吾等倚赖透过互联网服务提供之任何资料或按该等资料作出之决定承担任何责任。8．本人／吾等同意支付所有贵公司就使用互联网服务而不时收取之认购及服务费用（如有）。9．尽管补充协议本附录有所规定，贵公司有权在毋需通知本人／吾等之情况下全权终止本人／吾等登入互联网服务或其任何部份。10．本人／吾等，就违反补充协议或任何人士因就本人／吾等使用互联网服务而提出之任何索偿，全面赔偿贵公司、贵公司之董事、高级职员或雇员之索偿、申索、诉讼、亏损、损失、成本（包括法律费用）及开支。11．本人／吾等及同意，贵公司、贵公司之董事、高级职员、雇员及代理毋需就因互联网服务或任何通讯设备或设施之故障，受到干扰或失灵、或互联网服务及／或其所载资料在未获授权之情况下被登入、篡改或更改、或贵公司不能控制或预期之其他原因（包括但不限于政府或任何证券交易所实施限制、证券暂停买卖、恶劣天气情况、地震及罢工）而导致指令之传送、收讫、执行或确认出现延误或失败而使本人／吾等蒙受或可能蒙受之任何损失承担任何责任，且倘本人／吾等于透过互联网服务与贵公司通讯时遇上困难，本人／吾等应使用本人／吾等可使用之其他方法与贵公司通讯。12．本人／吾等承认及接纳以下为使用互联网服务作为通讯方式所涉及之风险： （a）互联网上通讯公司，属于不可靠之通讯及资讯提供媒介，以该方式沟通及提供服务之安全性、可靠性及容量视乎多项不受贵公司控制之因素影响，包括服务供应商之营运及该等供应商及其他用户使用之设备及设施； （b）互联网服务或任何通讯设备或设施可能出现挤塞、受平扰、断线或未能传送之情况，或于传送及接收指示及其他资料或于执行及确认指示时发生错误、遗漏或延误，可能导致指示不能按互联网上列出之价格执行； （c）互联网服务及／其他任何部份或内容可能会遭擅自接入、擅行改动、修改或变更而可能导致资料被操控、非法使用、盗用或遗失资料，包括本人／吾等之个人资料。13．本人／吾等确认本人／吾等已阅读本补充协议之条款及条件，并以本人／吾等明白之语言完全解释本补充协议之内容，本人／吾等接纳本补充协议之条款及条件。14．除本补充协议所述者外，协议内容所有条款及条件应具全面效力及生效。协议所指之所有「本协议」乃指本补充协议所补充之协议（由本补充协议日期起生效）。客户（签字）：_________ 董事（签字）：_________ _________年____月____日 _________年____月____日to:_________i ／we _________ request that you to operate a cash securities trading account （the "account"） for me ／us on the following terms and conditions:1. the account （1）i ／we confirm that the information provided in the account opening information form is complete and accurate. i ／we will inform you of any changes to that information. you are authorized to conduct credit enquiries on me ／us to verify the information provided. （2）you will keep information relating to my ／our account confidential， but may provide any such information to the exchange and the sfc to comply with their requirements or request for information.2. law and rules all transactions in securities which you effect on my ／our instructions （"transactions"） shall be effected in accordance with all laws， rules and regulatory directions applying to you. this includes the rules of the exchange and of a the hong kong securities clearing company limited （the "clearing house"）. all actions taken by you in accordance with such laws， rules and directions shall be binding on me ／us.3. transactions （1）you will act as my ／our agent in effecting transactions unless you indicate （in the contract note for the relevant transaction or otherwise） that you are acting as principal. （2）i ／we will notify you when a sale order relates to securities which i ／we do not own i.e. involves short selling. （3）on all transactions， i ／we will pay your commissions and charges， as notified to me ／us， as well as applicable levies imposed by the exchange，and all applicable stamp duties. you may deduct such commissions， charges， levies and duties from the account. （4）unless otherwise agreed， in respect of each transaction， unless you are already holding cash or securities on my ／our behalf to settle the transaction， i ／we will pay you cleared funds or deliver to you securities in deliverable form or otherwise ensure that you have received such funds or securities by such time as you have notified me ／us in relation to that transaction. if i ／we fail to do so， you may: in the case of a purchase transaction， sell the purchased securities and in the case of a sale transaction， borrow and ／or purchase securities in order to settle the transaction. （5）i ／we will responsible to you for any losses and expenses resulting from my ／our settlement failures. （6）i ／we agree to pay interest on all overdue balances （including interest arising after a judgment debt is obtained against me ／us ） at such rates and on such other terms as you have notified me ／us from time to time. （7）in the case of a purchase transaction， if the selling broker fails to deliver on the settlement date and you have to purchase securities to settle the transaction， i ／we shall not be responsible to you for the costs of such purchase.4. safekeeping of securities （1）any securities which are held by you for safekeeping may， at your discretion:（in the case of registrable securities） be registered in my ／our name or in the name of your nominee; or be deposited in safe custody in a designated account with your bankers or with any other institution which provides facilities for the safe custody of documents. in the case of securities in hong kong， such institution shall be acceptable to the sfc as a provider of safe custody services. （2）where securities are not registered in my ／our name， any pidends or other benefits arising in respect of such securities shall， when received by you， be credited to my ／our account or paid or transferred to me ／us， as agreed with you. where the securities form part of a larger holding of identical securities held for your clients， i ／we shall be entitled to the same share of the benefits arising on the holding as my ／our share of the total holding. （3）you do not have my／our written authority under section 81（3） of the securities ordinance to :deposit any of my／our securities with a banking institution as collateral for an advance or loan made to you， or with the clearing house as collateral for the discharge of your obligations under the clearing system borrow or lend any of my／our securities otherwise part with possession （except to me ／us or on my／our instructions） of any of my／our securities for any purpose.5. cash held for me ／us any cash held for me ／us， other than cash received by you in respect of transactions and which is on-paid for settlement purposes or to me ／us， shall be credited to a client trust account maintained with a licensed bank as required by applicable laws from time to time.6. risk disclosure statement i ／we acknowledge that the price of securities can and does fluctuate， and any inpidual security may experience upwards or downwards movements， and may even become valueless. there is an inherent risk that losses may be incurred rather than profit made as a result of buying and selling securities. i ／we also acknowledge that there may be risks in leaving securities in your safekeeping. for example， if you are holding my ／our securities and you become insolvent， i ／we may experience significant delay in recovering the securities. these are risks that i ／we are prepared to accept.7. general （1）all securities held for my ／our account shall be subject to a general lien in your favour， for the performance of my ／our obligations to you arising in respect of dealing in securities for me ／us. （2）if you fail to meet your obligations to me ／us pursuant to this agreement， i ／we shall have a right to claim under the compensation fund established under the securities ordinance， subject to the terms of the compensation fund from time to time. （3）you will notify me ／us of material changes in respect of your business which may affect the services you provide to me ／us. （4）i ／we confirm that i ／we have read and agree to the terms of this agreement， which have been explained to me ／us in a language that i ／we understand. （5）this agreement is governed by， and may be enforced in accordance with， the laws of the special administrative region of hong kong.signed by _________ in the presence of _________date:_________ date:_________
